Hancheng Min - Enrique Mallada

Discovery Award

Sep '23Nov '19 by Hancheng Min

I received the Discovery Award together with Co-PIs Marcelo Fernandez and Dennice Gayme for the project: A Data-Driven Approach to Electricity Market Design
JHU Discovery Awardees

Co-PI for the Tripods Institute

Sep '23Nov '19 by Hancheng Min

I am the Co-PI for the new TRIPODS Institute at the Johns Hopkins Mathematical Institute of Data Science: NSF TRIPODS

1 paper accepted to TAC

Sep '23Sep '19 by Hancheng Min

Our paper on global analysis of synchronization performance for power systems [1] has been accepted to IEEE Transactions on Automatic Control!

[1]

F. Paganini and E. Mallada, “Global analysis of synchronization performance for power systems: bridging the theory-practice gap,” IEEE Transactions on Automatic Control, vol. 67, iss. 7, pp. 3007-3022, 2020.
[Bibtex] [Abstract] [Download PDF]

The issue of synchronization in the power grid is receiving renewed attention, as new energy sources with different dynamics enter the picture. Global metrics have been proposed to evaluate performance, and analyzed under highly simplified assumptions. In this paper we extend this approach to more realistic network scenarios, and more closely connect it with metrics used in power engineering practice. In particular, our analysis covers networks with generators of heterogeneous ratings and richer dynamic models of machines. Under a suitable proportionality assumption in the parameters, we show that the step response of bus frequencies can be decomposed in two components. The first component is a system-wide frequency that captures the aggregate grid behavior, and the residual component represents the individual bus frequency deviations from the aggregate. Using this decomposition, we define –and compute in closed form– several metrics that capture dynamic behaviors that are of relevance for power engineers. In particular, using the system frequency, we define industry-style metrics (Nadir, RoCoF) that are evaluated through a representative machine. We further use the norm of the residual component to define a synchronization cost that can appropriately quantify inter-area oscillations. Finally, we employ robustness analysis tools to evaluate deviations from our proportionality assumption. We show that the system frequency still captures the grid steady-state deviation, and becomes an accurate reduced-order model of the grid as the network connectivity grows. Simulation studies with practically relevant data are included to validate the theory and further illustrate the impact of network structure and parameters on synchronization. Our analysis gives conclusions of practical interest, sometimes challenging the conventional wisdom in the field.

@article{pm2020tac,
  abstract = {The issue of synchronization in the power grid is receiving renewed attention, as new energy sources with different dynamics enter the picture. Global metrics have been proposed to evaluate performance, and analyzed under highly simplified assumptions. In this paper we extend this approach to more realistic network scenarios, and more closely connect it with metrics used in power engineering practice. In particular, our analysis covers networks with generators of heterogeneous ratings and richer dynamic models of machines. Under a suitable proportionality assumption in the parameters, we show that the step response of bus frequencies can be decomposed in two components. The first component is a system-wide frequency that captures the aggregate grid behavior, and the residual component represents the individual bus frequency deviations from the aggregate. Using this decomposition, we define --and compute in closed form-- several metrics that capture dynamic behaviors that are of relevance for power engineers. In particular, using the system frequency, we define industry-style metrics (Nadir, RoCoF) that are evaluated through a representative machine. We further use the norm of the residual component to define a synchronization cost that can appropriately quantify inter-area oscillations. Finally, we employ robustness analysis tools to evaluate deviations from our proportionality assumption. We show that the system frequency still captures the grid steady-state deviation, and becomes an accurate reduced-order model of the grid as the network connectivity grows. Simulation studies with practically relevant data are included to validate the theory and further illustrate the impact of network structure and parameters on synchronization. Our analysis gives conclusions of practical interest, sometimes challenging the conventional wisdom in the field.},
  author = {Paganini, Fernando and Mallada, Enrique},
  doi = {10.1109/TAC.2019.2942536},
  grants = {CPS-1544771, AMPS-1736448, EPCN-1711188, CAREER-1752362, ENERGISE-DE-EE0008006},
  journal = {IEEE Transactions on Automatic Control},
  month = {7},
  number = {7},
  pages = {3007-3022},
  title = {Global analysis of synchronization performance for power systems: bridging the theory-practice gap},
  url = {https://mallada.ece.jhu.edu/pubs/2020-TAC-PM.pdf},
  volume = {67},
  year = {2020}
}

Seminar @ University of Colorado Boulder

Sep '23Sep '19 by Hancheng Min

I gave a talk on “Embracing Low Inertia in Power System Frequency Control: A Dynamic Droop Approach” at University of Colorado Boulder. Related publications include [1, 2, 3]

[1]

The issue of synchronization in the power grid is receiving renewed attention, as new energy sources with different dynamics enter the picture. Global metrics have been proposed to evaluate performance, and analyzed under highly simplified assumptions. In this paper we extend this approach to more realistic network scenarios, and more closely connect it with metrics used in power engineering practice. In particular, our analysis covers networks with generators of heterogeneous ratings and richer dynamic models of machines. Under a suitable proportionality assumption in the parameters, we show that the step response of bus frequencies can be decomposed in two components. The first component is a system-wide frequency that captures the aggregate grid behavior, and the residual component represents the individual bus frequency deviations from the aggregate. Using this decomposition, we define –and compute in closed form– several metrics that capture dynamic behaviors that are of relevance for power engineers. In particular, using the system frequency, we define industry-style metrics (Nadir, RoCoF) that are evaluated through a representative machine. We further use the norm of the residual component to define a synchronization cost that can appropriately quantify inter-area oscillations. Finally, we employ robustness analysis tools to evaluate deviations from our proportionality assumption. We show that the system frequency still captures the grid steady-state deviation, and becomes an accurate reduced-order model of the grid as the network connectivity grows. Simulation studies with practically relevant data are included to validate the theory and further illustrate the impact of network structure and parameters on synchronization. Our analysis gives conclusions of practical interest, sometimes challenging the conventional wisdom in the field.

@article{pm2020tac,
  abstract = {The issue of synchronization in the power grid is receiving renewed attention, as new energy sources with different dynamics enter the picture. Global metrics have been proposed to evaluate performance, and analyzed under highly simplified assumptions. In this paper we extend this approach to more realistic network scenarios, and more closely connect it with metrics used in power engineering practice. In particular, our analysis covers networks with generators of heterogeneous ratings and richer dynamic models of machines. Under a suitable proportionality assumption in the parameters, we show that the step response of bus frequencies can be decomposed in two components. The first component is a system-wide frequency that captures the aggregate grid behavior, and the residual component represents the individual bus frequency deviations from the aggregate. Using this decomposition, we define --and compute in closed form-- several metrics that capture dynamic behaviors that are of relevance for power engineers. In particular, using the system frequency, we define industry-style metrics (Nadir, RoCoF) that are evaluated through a representative machine. We further use the norm of the residual component to define a synchronization cost that can appropriately quantify inter-area oscillations. Finally, we employ robustness analysis tools to evaluate deviations from our proportionality assumption. We show that the system frequency still captures the grid steady-state deviation, and becomes an accurate reduced-order model of the grid as the network connectivity grows. Simulation studies with practically relevant data are included to validate the theory and further illustrate the impact of network structure and parameters on synchronization. Our analysis gives conclusions of practical interest, sometimes challenging the conventional wisdom in the field.},
  author = {Paganini, Fernando and Mallada, Enrique},
  doi = {10.1109/TAC.2019.2942536},
  grants = {CPS-1544771, AMPS-1736448, EPCN-1711188, CAREER-1752362, ENERGISE-DE-EE0008006},
  journal = {IEEE Transactions on Automatic Control},
  month = {7},
  number = {7},
  pages = {3007-3022},
  title = {Global analysis of synchronization performance for power systems: bridging the theory-practice gap},
  url = {https://mallada.ece.jhu.edu/pubs/2020-TAC-PM.pdf},
  volume = {67},
  year = {2020}
}

[2]

Y. Jiang, R. Pates, and E. Mallada, “Dynamic Droop Control in Low Inertia Power Systems,” IEEE Transactions on Automatic Control, vol. 66, iss. 8, pp. 3518-3533, 2021.
[Bibtex] [Abstract] [Download PDF]

A widely embraced approach to mitigate the dynamic degradation in low-inertia power systems is to mimic generation response using grid-connected inverters to restore the grid’s stiffness. In this paper, we seek to challenge this approach and advocate for a principled design based on a systematic analysis of the performance trade-offs of inverterbased frequency control. With this aim, we perform a qualitative and quantitative study comparing the effect of conventional control strategies –droop control (DC) and virtual inertia (VI)– on several performance metrics induced by L2 and L∞ signal norms. By extending a recently proposed modal decomposition method, we capture the effect of step and stochastic power disturbances, and frequency measurement noise, on the overall transient and steady-state behavior of the system. Our analysis unveils several limitations of these solutions, such as the inability of DC to improve dynamic frequency response without increasing steady-state control effort, or the large frequency variance that VI introduces in the presence of measurement noise. We further propose a novel dynam-i-c Droop controller (iDroop) that overcomes the limitations of DC and VI. More precisely, we show that iDroop can be tuned to achieve high noise rejection, fast system-wide synchronization, or frequency overshoot (Nadir) elimination without affecting the steady-state control effort share, and propose a tuning recommendation that strikes a balance among these objectives. Extensive numerical experimentation shows that the proposed tuning is effective even when our proportionality assumptions are not valid, and that the particular tuning used for Nadir elimination strikes a good trade-off among various performance metrics.

@article{jpm2021tac,
  abstract = {A widely embraced approach to mitigate the dynamic degradation in low-inertia power systems is to mimic generation response using grid-connected inverters to restore
the grid's stiffness. In this paper, we seek to challenge this approach and advocate for a principled design based on a systematic analysis of the performance trade-offs of inverterbased frequency control. With this aim, we perform a qualitative
and quantitative study comparing the effect of conventional
control strategies --droop control (DC) and virtual inertia (VI)--
on several performance metrics induced by L2 and L∞ signal
norms. By extending a recently proposed modal decomposition
method, we capture the effect of step and stochastic power
disturbances, and frequency measurement noise, on the overall
transient and steady-state behavior of the system. Our analysis
unveils several limitations of these solutions, such as the inability of DC to improve dynamic frequency response without
increasing steady-state control effort, or the large frequency
variance that VI introduces in the presence of measurement
noise. We further propose a novel dynam-i-c Droop controller
(iDroop) that overcomes the limitations of DC and VI. More
precisely, we show that iDroop can be tuned to achieve high
noise rejection, fast system-wide synchronization, or frequency
overshoot (Nadir) elimination without affecting the steady-state
control effort share, and propose a tuning recommendation that
strikes a balance among these objectives. Extensive numerical
experimentation shows that the proposed tuning is effective even
when our proportionality assumptions are not valid, and that
the particular tuning used for Nadir elimination strikes a good
trade-off among various performance metrics.},
  author = {Jiang, Yan and Pates, Richard and Mallada, Enrique},
  doi = {10.1109/TAC.2020.3034198},
  grants = {ENERGISE-DE-EE0008006, EPCN-1711188,AMPS-1736448, CPS-1544771, CAREER-1752362, AMPS-1736448, ARO-W911NF-17-1-0092},
  journal = {IEEE Transactions on Automatic Control},
  month = {8},
  number = {8},
  pages = {3518-3533},
  record = {available online Nov. 2020, accepted Aug. 2020, revised Mar. 2020, submitted Aug. 2019},
  title = {Dynamic Droop Control in Low Inertia Power Systems},
  url = {https://mallada.ece.jhu.edu/pubs/2021-TAC-JPM.pdf},
  volume = {66},
  year = {2021}
}

[3]

Y. Jiang, E. Cohn, P. Vorobev, and E. Mallada, “Storage-Based Frequency Shaping Control,” IEEE Transactions on Power Systems, vol. 36, iss. 6, pp. 5006-5019, 2021.
[Bibtex] [Abstract] [Download PDF]

With the decrease in system inertia, frequency security becomes an issue for power systems around the world. Energy storage systems (ESS), due to their excellent ramping capabilities, are considered as a natural choice for the improvement of frequency response following major contingencies. In this manuscript, we propose a new strategy for energy storage — frequency shaping control — that allows to completely eliminate the frequency Nadir, one of the main issue in frequency security, and at the same time tune the rate of change of frequency (RoCoF) to a desired value. With Nadir eliminated, the frequency security assessment can be performed via simple algebraic calculations, as opposed to dynamic simulations for conventional control strategies. Moreover, our proposed control is also very efficient in terms of the requirements on storage peak power, requiring up to 40% less power than conventional virtual inertia approach for the same performance.

@article{jcvm2021tps,
  abstract = {With the decrease in system inertia, frequency security becomes an issue for power systems around the world. Energy storage systems (ESS), due to their excellent ramping capabilities, are considered as a natural choice for the improvement of frequency response following major contingencies. In this manuscript, we propose a new strategy for energy storage -- frequency shaping control -- that allows to completely eliminate the frequency Nadir, one of the main issue in frequency security, and at the same time tune the rate of change of frequency (RoCoF) to a desired value. With Nadir eliminated, the frequency security assessment can be performed via simple algebraic calculations, as opposed to dynamic simulations for conventional control strategies. Moreover, our proposed control is also very efficient in terms of the requirements on storage peak power, requiring up to 40% less power than conventional virtual inertia approach for the same performance.},
  author = {Jiang, Yan and Cohn, Eliza and Vorobev, Petr and Mallada, Enrique},
  doi = {10.1109/TPWRS.2021.3072833},
  grants = {CAREER-1752362;CPS-2136324},
  journal = {IEEE Transactions on Power Systems},
  month = {11},
  number = {6},
  pages = {5006-5019},
  record = {early access Apr 2021, accepted Mar 2021, revised Oct 2020, submitted May 2020},
  title = {Storage-Based Frequency Shaping Control},
  url = {https://mallada.ece.jhu.edu/pubs/2021-TPS-JCVM.pdf},
  volume = {36},
  year = {2021}
}

Seminars and Talks in Asia

Sep '23Aug '19 by Hancheng Min

During my trip to Asia from Jul 29th to Aug 5th, I gave talks on “Embracing Low Inertia in Power System Frequency Control: A Dynamic Droop Approach” at Hong Kong University, Zhejiang University, Tsinghua University, and Beijing Institute of Technology. Related publications include [1, 2, 3]

[1]

The issue of synchronization in the power grid is receiving renewed attention, as new energy sources with different dynamics enter the picture. Global metrics have been proposed to evaluate performance, and analyzed under highly simplified assumptions. In this paper we extend this approach to more realistic network scenarios, and more closely connect it with metrics used in power engineering practice. In particular, our analysis covers networks with generators of heterogeneous ratings and richer dynamic models of machines. Under a suitable proportionality assumption in the parameters, we show that the step response of bus frequencies can be decomposed in two components. The first component is a system-wide frequency that captures the aggregate grid behavior, and the residual component represents the individual bus frequency deviations from the aggregate. Using this decomposition, we define –and compute in closed form– several metrics that capture dynamic behaviors that are of relevance for power engineers. In particular, using the system frequency, we define industry-style metrics (Nadir, RoCoF) that are evaluated through a representative machine. We further use the norm of the residual component to define a synchronization cost that can appropriately quantify inter-area oscillations. Finally, we employ robustness analysis tools to evaluate deviations from our proportionality assumption. We show that the system frequency still captures the grid steady-state deviation, and becomes an accurate reduced-order model of the grid as the network connectivity grows. Simulation studies with practically relevant data are included to validate the theory and further illustrate the impact of network structure and parameters on synchronization. Our analysis gives conclusions of practical interest, sometimes challenging the conventional wisdom in the field.

@article{pm2020tac,
  abstract = {The issue of synchronization in the power grid is receiving renewed attention, as new energy sources with different dynamics enter the picture. Global metrics have been proposed to evaluate performance, and analyzed under highly simplified assumptions. In this paper we extend this approach to more realistic network scenarios, and more closely connect it with metrics used in power engineering practice. In particular, our analysis covers networks with generators of heterogeneous ratings and richer dynamic models of machines. Under a suitable proportionality assumption in the parameters, we show that the step response of bus frequencies can be decomposed in two components. The first component is a system-wide frequency that captures the aggregate grid behavior, and the residual component represents the individual bus frequency deviations from the aggregate. Using this decomposition, we define --and compute in closed form-- several metrics that capture dynamic behaviors that are of relevance for power engineers. In particular, using the system frequency, we define industry-style metrics (Nadir, RoCoF) that are evaluated through a representative machine. We further use the norm of the residual component to define a synchronization cost that can appropriately quantify inter-area oscillations. Finally, we employ robustness analysis tools to evaluate deviations from our proportionality assumption. We show that the system frequency still captures the grid steady-state deviation, and becomes an accurate reduced-order model of the grid as the network connectivity grows. Simulation studies with practically relevant data are included to validate the theory and further illustrate the impact of network structure and parameters on synchronization. Our analysis gives conclusions of practical interest, sometimes challenging the conventional wisdom in the field.},
  author = {Paganini, Fernando and Mallada, Enrique},
  doi = {10.1109/TAC.2019.2942536},
  grants = {CPS-1544771, AMPS-1736448, EPCN-1711188, CAREER-1752362, ENERGISE-DE-EE0008006},
  journal = {IEEE Transactions on Automatic Control},
  month = {7},
  number = {7},
  pages = {3007-3022},
  title = {Global analysis of synchronization performance for power systems: bridging the theory-practice gap},
  url = {https://mallada.ece.jhu.edu/pubs/2020-TAC-PM.pdf},
  volume = {67},
  year = {2020}
}

[2]

A widely embraced approach to mitigate the dynamic degradation in low-inertia power systems is to mimic generation response using grid-connected inverters to restore the grid’s stiffness. In this paper, we seek to challenge this approach and advocate for a principled design based on a systematic analysis of the performance trade-offs of inverterbased frequency control. With this aim, we perform a qualitative and quantitative study comparing the effect of conventional control strategies –droop control (DC) and virtual inertia (VI)– on several performance metrics induced by L2 and L∞ signal norms. By extending a recently proposed modal decomposition method, we capture the effect of step and stochastic power disturbances, and frequency measurement noise, on the overall transient and steady-state behavior of the system. Our analysis unveils several limitations of these solutions, such as the inability of DC to improve dynamic frequency response without increasing steady-state control effort, or the large frequency variance that VI introduces in the presence of measurement noise. We further propose a novel dynam-i-c Droop controller (iDroop) that overcomes the limitations of DC and VI. More precisely, we show that iDroop can be tuned to achieve high noise rejection, fast system-wide synchronization, or frequency overshoot (Nadir) elimination without affecting the steady-state control effort share, and propose a tuning recommendation that strikes a balance among these objectives. Extensive numerical experimentation shows that the proposed tuning is effective even when our proportionality assumptions are not valid, and that the particular tuning used for Nadir elimination strikes a good trade-off among various performance metrics.

@article{jpm2021tac,
  abstract = {A widely embraced approach to mitigate the dynamic degradation in low-inertia power systems is to mimic generation response using grid-connected inverters to restore
the grid's stiffness. In this paper, we seek to challenge this approach and advocate for a principled design based on a systematic analysis of the performance trade-offs of inverterbased frequency control. With this aim, we perform a qualitative
and quantitative study comparing the effect of conventional
control strategies --droop control (DC) and virtual inertia (VI)--
on several performance metrics induced by L2 and L∞ signal
norms. By extending a recently proposed modal decomposition
method, we capture the effect of step and stochastic power
disturbances, and frequency measurement noise, on the overall
transient and steady-state behavior of the system. Our analysis
unveils several limitations of these solutions, such as the inability of DC to improve dynamic frequency response without
increasing steady-state control effort, or the large frequency
variance that VI introduces in the presence of measurement
noise. We further propose a novel dynam-i-c Droop controller
(iDroop) that overcomes the limitations of DC and VI. More
precisely, we show that iDroop can be tuned to achieve high
noise rejection, fast system-wide synchronization, or frequency
overshoot (Nadir) elimination without affecting the steady-state
control effort share, and propose a tuning recommendation that
strikes a balance among these objectives. Extensive numerical
experimentation shows that the proposed tuning is effective even
when our proportionality assumptions are not valid, and that
the particular tuning used for Nadir elimination strikes a good
trade-off among various performance metrics.},
  author = {Jiang, Yan and Pates, Richard and Mallada, Enrique},
  doi = {10.1109/TAC.2020.3034198},
  grants = {ENERGISE-DE-EE0008006, EPCN-1711188,AMPS-1736448, CPS-1544771, CAREER-1752362, AMPS-1736448, ARO-W911NF-17-1-0092},
  journal = {IEEE Transactions on Automatic Control},
  month = {8},
  number = {8},
  pages = {3518-3533},
  record = {available online Nov. 2020, accepted Aug. 2020, revised Mar. 2020, submitted Aug. 2019},
  title = {Dynamic Droop Control in Low Inertia Power Systems},
  url = {https://mallada.ece.jhu.edu/pubs/2021-TAC-JPM.pdf},
  volume = {66},
  year = {2021}
}

[3]

With the decrease in system inertia, frequency security becomes an issue for power systems around the world. Energy storage systems (ESS), due to their excellent ramping capabilities, are considered as a natural choice for the improvement of frequency response following major contingencies. In this manuscript, we propose a new strategy for energy storage — frequency shaping control — that allows to completely eliminate the frequency Nadir, one of the main issue in frequency security, and at the same time tune the rate of change of frequency (RoCoF) to a desired value. With Nadir eliminated, the frequency security assessment can be performed via simple algebraic calculations, as opposed to dynamic simulations for conventional control strategies. Moreover, our proposed control is also very efficient in terms of the requirements on storage peak power, requiring up to 40% less power than conventional virtual inertia approach for the same performance.

@article{jcvm2021tps,
  abstract = {With the decrease in system inertia, frequency security becomes an issue for power systems around the world. Energy storage systems (ESS), due to their excellent ramping capabilities, are considered as a natural choice for the improvement of frequency response following major contingencies. In this manuscript, we propose a new strategy for energy storage -- frequency shaping control -- that allows to completely eliminate the frequency Nadir, one of the main issue in frequency security, and at the same time tune the rate of change of frequency (RoCoF) to a desired value. With Nadir eliminated, the frequency security assessment can be performed via simple algebraic calculations, as opposed to dynamic simulations for conventional control strategies. Moreover, our proposed control is also very efficient in terms of the requirements on storage peak power, requiring up to 40% less power than conventional virtual inertia approach for the same performance.},
  author = {Jiang, Yan and Cohn, Eliza and Vorobev, Petr and Mallada, Enrique},
  doi = {10.1109/TPWRS.2021.3072833},
  grants = {CAREER-1752362;CPS-2136324},
  journal = {IEEE Transactions on Power Systems},
  month = {11},
  number = {6},
  pages = {5006-5019},
  record = {early access Apr 2021, accepted Mar 2021, revised Oct 2020, submitted May 2020},
  title = {Storage-Based Frequency Shaping Control},
  url = {https://mallada.ece.jhu.edu/pubs/2021-TPS-JCVM.pdf},
  volume = {36},
  year = {2021}
}

3 papers accepted to CDC 19

Sep '23Jul '19 by Hancheng Min

Our papers on strategic behavior of load participants in two-stage settlement electricity markets [1], model predictive control via second order cone programming [2], and dynamics concentration of tightly-connected networks [3] have been accepted to IEEE Conference on Decision and Control!

[1]

P. You, D. F. Gayme, and E. Mallada, “The Role of Strategic Load Participants in Two-Stage Settlement Electricity Markets,” in 58th IEEE Conference on Decision and Control (CDC), 2019, pp. 8416-8422.
[Bibtex] [Abstract] [Download PDF]

We consider the problem of designing a feedback controller that guides the input and output of a linear timeinvariant system to a minimizer of a convex optimization problem. The system is subject to an unknown disturbance, piecewise constant in time, which shifts the feasible set defined by the system equilibrium constraints. Our proposed design combines proportional-integral control with gradient feedback, and enforces the Karush-Kuhn-Tucker optimality conditions in steady-state without incorporating dual variables into the controller. We prove that the input and output variables achieve optimality in steady-state, and provide a stability criterion based on absolute stability theory. The effectiveness of our approach is illustrated on a simple example system.

@inproceedings{ygm2019cdc,
  abstract = {We consider the problem of designing a feedback controller that guides the input and output of a linear timeinvariant system to a minimizer of a convex optimization problem. The system is subject to an unknown disturbance, piecewise constant in time, which shifts the feasible set defined by the system equilibrium constraints. Our proposed design combines proportional-integral control with gradient feedback, and enforces the Karush-Kuhn-Tucker optimality conditions in steady-state without incorporating dual variables into the controller. We prove that the input and output variables achieve optimality in steady-state, and provide a stability criterion based on absolute stability theory. The effectiveness of our approach is illustrated on a simple example system.},
  author = {You, Pengcheng and Gayme, Dennice F. and Mallada, Enrique},
  booktitle = {58th IEEE Conference on Decision and Control (CDC)},
  doi = {10.1109/CDC40024.2019.9029514},
  grants = {ARO-W911NF-17-1-0092, CPS-1544771, EPCN-1711188, CAREER-1752362, AMPS-1736448, ENERGISE-DE-EE0008006},
  month = {12},
  pages = {8416-8422},
  title = {The Role of Strategic Load Participants in Two-Stage Settlement Electricity Markets},
  url = {https://mallada.ece.jhu.edu/pubs/2019-CDC-YGM.pdf},
  year = {2019}
}

[2]

H. Min and E. Mallada, “Dynamics Concentration of Tightly-Connected Large-Scale Networks,” in 58th IEEE Conference on Decision and Control (CDC), 2019, pp. 758-763.
[Bibtex] [Abstract] [Download PDF]

The ability to achieve coordinated behavior –engineered or emergent– on networked systems has attracted widespread interest over several fields. This has led to remarkable advances on the development of a theoretical understanding of the conditions under which agents within a network can reach agreement (consensus) or develop coordinated behaviors such as synchronization. However, fewer advances have been made toward explaining another commonly observed phenomena in tightly-connected networks systems: output responses of nodes in the networks are almost identical to each other despite heterogeneity in their individual dynamics. In this paper, we leverage tools from high-dimensional probability to provide an initial answer to this phenomena. More precisely, we show that for linear networks of nodal random transfer functions, as the networks size and connectivity grows, every node in the network follows the same response to an input or disturbance — irrespectively of the source of this input. We term this behavior as dynamics concentration as it stems from the fact that the network transfer matrix uniformly converges in probability to a unique dynamic response –i.e., it concentrates– determined by the distribution of the random transfer function of each node. We further discuss the implications of our analysis in the context of model reduction and robustness, and provide numerical evidence that similar phenomena occur in small deterministic networks over a properly defined frequency band.

@inproceedings{mm2019cdc,
  abstract = {The ability to achieve coordinated behavior --engineered or emergent--  on networked systems has attracted widespread interest over several fields. This has led to remarkable advances on the development of a theoretical understanding of the conditions under which agents within a network can reach agreement (consensus) or develop coordinated behaviors such as synchronization. However, fewer advances have been made toward explaining another commonly observed phenomena in tightly-connected networks systems: output responses of nodes in the networks are almost identical to each other despite heterogeneity in their individual dynamics. In this paper, we leverage tools from high-dimensional probability to provide an initial answer to this phenomena. More precisely, we show that for linear networks of nodal random transfer functions, as the networks size and connectivity grows, every node in the network follows the same response to an input or disturbance -- irrespectively of the source of this input. We term this behavior as dynamics concentration as it stems from the fact that the network transfer matrix uniformly converges in probability to a unique dynamic response --i.e., it concentrates-- determined by the distribution of the random transfer function of each node. We further discuss the implications of our analysis in the context of model reduction and robustness, and provide numerical evidence that similar phenomena occur in small deterministic networks over a properly defined frequency band.},
  author = {Min, Hancheng and Mallada, Enrique},
  booktitle = {58th IEEE Conference on Decision and Control (CDC)},
  doi = {10.1109/CDC40024.2019.9029796},
  grants = {ARO-W911NF-17-1-0092, CPS-1544771, EPCN-1711188, CAREER-1752362, AMPS-1736448, ENERGISE-DE-EE0008006},
  month = {12},
  pages = {758-763},
  title = {Dynamics Concentration of Tightly-Connected Large-Scale Networks},
  url = {https://mallada.ece.jhu.edu/pubs/2019-CDC-MM.pdf},
  year = {2019}
}

[3]

J. Guthrie and E. Mallada, “Adversarial Model Predictive Control via Second Order Cone Programming,” in 58th IEEE Conference on Decision and Control (CDC), 2019, pp. 1403-1409.
[Bibtex] [Abstract] [Download PDF]

We study the problem of designing attacks to safety critical systems in which the adversary seeks to maximize the overall system cost within a model predictive control framework. Although in general this problem is NP-hard, we characterize a family of problems that can be solved in polynomial time via a second-order cone programming relaxation. In particular, we show that positive systems fall under this family. We provide examples demonstrating the design of optimal attacks on an autonomous vehicle and a microgrid.

@inproceedings{gm2019cdc,
  abstract = {We study the problem of designing attacks to safety critical systems in which the adversary seeks to maximize the overall system cost within a model predictive control framework. Although in general this problem is NP-hard, we characterize a family of problems that can be solved in polynomial time via a second-order cone programming relaxation. In particular, we show that positive systems fall under this family. We provide examples demonstrating the design of optimal attacks on an autonomous vehicle and a microgrid.},
  author = {Guthrie, James and Mallada, Enrique},
  booktitle = {58th IEEE Conference on Decision and Control (CDC)},
  doi = {10.1109/CDC40024.2019.9029244},
  grants = {ARO-W911NF-17-1-0092, CPS-1544771, EPCN-1711188, CAREER-1752362, AMPS-1736448},
  month = {12},
  pages = {1403-1409},
  title = {Adversarial Model Predictive Control via Second Order Cone Programming},
  url = {https://mallada.ece.jhu.edu/pubs/2019-CDC-GM.pdf},
  year = {2019}
}

TPC Member of ACC 19

Sep '23Jul '19 by Hancheng Min

I am a TPC Member of the American Control Conference 2019 held in Philadelphia, PA, U.S.

Seminar @ Universidad ORT Uruguay

Sep '23May '19 by Hancheng Min

I gave a talk on “Embracing Low Inertia in Power System Frequency Control: A Dynamic Droop Approach” at Universidad ORT Uruguay. Related publications include [1, 2, 3]

[1]

The issue of synchronization in the power grid is receiving renewed attention, as new energy sources with different dynamics enter the picture. Global metrics have been proposed to evaluate performance, and analyzed under highly simplified assumptions. In this paper we extend this approach to more realistic network scenarios, and more closely connect it with metrics used in power engineering practice. In particular, our analysis covers networks with generators of heterogeneous ratings and richer dynamic models of machines. Under a suitable proportionality assumption in the parameters, we show that the step response of bus frequencies can be decomposed in two components. The first component is a system-wide frequency that captures the aggregate grid behavior, and the residual component represents the individual bus frequency deviations from the aggregate. Using this decomposition, we define –and compute in closed form– several metrics that capture dynamic behaviors that are of relevance for power engineers. In particular, using the system frequency, we define industry-style metrics (Nadir, RoCoF) that are evaluated through a representative machine. We further use the norm of the residual component to define a synchronization cost that can appropriately quantify inter-area oscillations. Finally, we employ robustness analysis tools to evaluate deviations from our proportionality assumption. We show that the system frequency still captures the grid steady-state deviation, and becomes an accurate reduced-order model of the grid as the network connectivity grows. Simulation studies with practically relevant data are included to validate the theory and further illustrate the impact of network structure and parameters on synchronization. Our analysis gives conclusions of practical interest, sometimes challenging the conventional wisdom in the field.

@article{pm2020tac,
  abstract = {The issue of synchronization in the power grid is receiving renewed attention, as new energy sources with different dynamics enter the picture. Global metrics have been proposed to evaluate performance, and analyzed under highly simplified assumptions. In this paper we extend this approach to more realistic network scenarios, and more closely connect it with metrics used in power engineering practice. In particular, our analysis covers networks with generators of heterogeneous ratings and richer dynamic models of machines. Under a suitable proportionality assumption in the parameters, we show that the step response of bus frequencies can be decomposed in two components. The first component is a system-wide frequency that captures the aggregate grid behavior, and the residual component represents the individual bus frequency deviations from the aggregate. Using this decomposition, we define --and compute in closed form-- several metrics that capture dynamic behaviors that are of relevance for power engineers. In particular, using the system frequency, we define industry-style metrics (Nadir, RoCoF) that are evaluated through a representative machine. We further use the norm of the residual component to define a synchronization cost that can appropriately quantify inter-area oscillations. Finally, we employ robustness analysis tools to evaluate deviations from our proportionality assumption. We show that the system frequency still captures the grid steady-state deviation, and becomes an accurate reduced-order model of the grid as the network connectivity grows. Simulation studies with practically relevant data are included to validate the theory and further illustrate the impact of network structure and parameters on synchronization. Our analysis gives conclusions of practical interest, sometimes challenging the conventional wisdom in the field.},
  author = {Paganini, Fernando and Mallada, Enrique},
  doi = {10.1109/TAC.2019.2942536},
  grants = {CPS-1544771, AMPS-1736448, EPCN-1711188, CAREER-1752362, ENERGISE-DE-EE0008006},
  journal = {IEEE Transactions on Automatic Control},
  month = {7},
  number = {7},
  pages = {3007-3022},
  title = {Global analysis of synchronization performance for power systems: bridging the theory-practice gap},
  url = {https://mallada.ece.jhu.edu/pubs/2020-TAC-PM.pdf},
  volume = {67},
  year = {2020}
}

[2]

A widely embraced approach to mitigate the dynamic degradation in low-inertia power systems is to mimic generation response using grid-connected inverters to restore the grid’s stiffness. In this paper, we seek to challenge this approach and advocate for a principled design based on a systematic analysis of the performance trade-offs of inverterbased frequency control. With this aim, we perform a qualitative and quantitative study comparing the effect of conventional control strategies –droop control (DC) and virtual inertia (VI)– on several performance metrics induced by L2 and L∞ signal norms. By extending a recently proposed modal decomposition method, we capture the effect of step and stochastic power disturbances, and frequency measurement noise, on the overall transient and steady-state behavior of the system. Our analysis unveils several limitations of these solutions, such as the inability of DC to improve dynamic frequency response without increasing steady-state control effort, or the large frequency variance that VI introduces in the presence of measurement noise. We further propose a novel dynam-i-c Droop controller (iDroop) that overcomes the limitations of DC and VI. More precisely, we show that iDroop can be tuned to achieve high noise rejection, fast system-wide synchronization, or frequency overshoot (Nadir) elimination without affecting the steady-state control effort share, and propose a tuning recommendation that strikes a balance among these objectives. Extensive numerical experimentation shows that the proposed tuning is effective even when our proportionality assumptions are not valid, and that the particular tuning used for Nadir elimination strikes a good trade-off among various performance metrics.

@article{jpm2021tac,
  abstract = {A widely embraced approach to mitigate the dynamic degradation in low-inertia power systems is to mimic generation response using grid-connected inverters to restore
the grid's stiffness. In this paper, we seek to challenge this approach and advocate for a principled design based on a systematic analysis of the performance trade-offs of inverterbased frequency control. With this aim, we perform a qualitative
and quantitative study comparing the effect of conventional
control strategies --droop control (DC) and virtual inertia (VI)--
on several performance metrics induced by L2 and L∞ signal
norms. By extending a recently proposed modal decomposition
method, we capture the effect of step and stochastic power
disturbances, and frequency measurement noise, on the overall
transient and steady-state behavior of the system. Our analysis
unveils several limitations of these solutions, such as the inability of DC to improve dynamic frequency response without
increasing steady-state control effort, or the large frequency
variance that VI introduces in the presence of measurement
noise. We further propose a novel dynam-i-c Droop controller
(iDroop) that overcomes the limitations of DC and VI. More
precisely, we show that iDroop can be tuned to achieve high
noise rejection, fast system-wide synchronization, or frequency
overshoot (Nadir) elimination without affecting the steady-state
control effort share, and propose a tuning recommendation that
strikes a balance among these objectives. Extensive numerical
experimentation shows that the proposed tuning is effective even
when our proportionality assumptions are not valid, and that
the particular tuning used for Nadir elimination strikes a good
trade-off among various performance metrics.},
  author = {Jiang, Yan and Pates, Richard and Mallada, Enrique},
  doi = {10.1109/TAC.2020.3034198},
  grants = {ENERGISE-DE-EE0008006, EPCN-1711188,AMPS-1736448, CPS-1544771, CAREER-1752362, AMPS-1736448, ARO-W911NF-17-1-0092},
  journal = {IEEE Transactions on Automatic Control},
  month = {8},
  number = {8},
  pages = {3518-3533},
  record = {available online Nov. 2020, accepted Aug. 2020, revised Mar. 2020, submitted Aug. 2019},
  title = {Dynamic Droop Control in Low Inertia Power Systems},
  url = {https://mallada.ece.jhu.edu/pubs/2021-TAC-JPM.pdf},
  volume = {66},
  year = {2021}
}

[3]

With the decrease in system inertia, frequency security becomes an issue for power systems around the world. Energy storage systems (ESS), due to their excellent ramping capabilities, are considered as a natural choice for the improvement of frequency response following major contingencies. In this manuscript, we propose a new strategy for energy storage — frequency shaping control — that allows to completely eliminate the frequency Nadir, one of the main issue in frequency security, and at the same time tune the rate of change of frequency (RoCoF) to a desired value. With Nadir eliminated, the frequency security assessment can be performed via simple algebraic calculations, as opposed to dynamic simulations for conventional control strategies. Moreover, our proposed control is also very efficient in terms of the requirements on storage peak power, requiring up to 40% less power than conventional virtual inertia approach for the same performance.

@article{jcvm2021tps,
  abstract = {With the decrease in system inertia, frequency security becomes an issue for power systems around the world. Energy storage systems (ESS), due to their excellent ramping capabilities, are considered as a natural choice for the improvement of frequency response following major contingencies. In this manuscript, we propose a new strategy for energy storage -- frequency shaping control -- that allows to completely eliminate the frequency Nadir, one of the main issue in frequency security, and at the same time tune the rate of change of frequency (RoCoF) to a desired value. With Nadir eliminated, the frequency security assessment can be performed via simple algebraic calculations, as opposed to dynamic simulations for conventional control strategies. Moreover, our proposed control is also very efficient in terms of the requirements on storage peak power, requiring up to 40% less power than conventional virtual inertia approach for the same performance.},
  author = {Jiang, Yan and Cohn, Eliza and Vorobev, Petr and Mallada, Enrique},
  doi = {10.1109/TPWRS.2021.3072833},
  grants = {CAREER-1752362;CPS-2136324},
  journal = {IEEE Transactions on Power Systems},
  month = {11},
  number = {6},
  pages = {5006-5019},
  record = {early access Apr 2021, accepted Mar 2021, revised Oct 2020, submitted May 2020},
  title = {Storage-Based Frequency Shaping Control},
  url = {https://mallada.ece.jhu.edu/pubs/2021-TPS-JCVM.pdf},
  volume = {36},
  year = {2021}
}

The Mathematics of Energy Systems Workshop

Sep '23May '19 by Hancheng Min

I gave a talk on “Embracing Low Inertia in Power System Frequency Control: A Dynamic Droop Approach” at The Mathematics of Energy Systems Workshop in Issac Newton Institute for Mathematical Sciences. Related publications include [1, 2, 3]

[1]

The issue of synchronization in the power grid is receiving renewed attention, as new energy sources with different dynamics enter the picture. Global metrics have been proposed to evaluate performance, and analyzed under highly simplified assumptions. In this paper we extend this approach to more realistic network scenarios, and more closely connect it with metrics used in power engineering practice. In particular, our analysis covers networks with generators of heterogeneous ratings and richer dynamic models of machines. Under a suitable proportionality assumption in the parameters, we show that the step response of bus frequencies can be decomposed in two components. The first component is a system-wide frequency that captures the aggregate grid behavior, and the residual component represents the individual bus frequency deviations from the aggregate. Using this decomposition, we define –and compute in closed form– several metrics that capture dynamic behaviors that are of relevance for power engineers. In particular, using the system frequency, we define industry-style metrics (Nadir, RoCoF) that are evaluated through a representative machine. We further use the norm of the residual component to define a synchronization cost that can appropriately quantify inter-area oscillations. Finally, we employ robustness analysis tools to evaluate deviations from our proportionality assumption. We show that the system frequency still captures the grid steady-state deviation, and becomes an accurate reduced-order model of the grid as the network connectivity grows. Simulation studies with practically relevant data are included to validate the theory and further illustrate the impact of network structure and parameters on synchronization. Our analysis gives conclusions of practical interest, sometimes challenging the conventional wisdom in the field.

@article{pm2020tac,
  abstract = {The issue of synchronization in the power grid is receiving renewed attention, as new energy sources with different dynamics enter the picture. Global metrics have been proposed to evaluate performance, and analyzed under highly simplified assumptions. In this paper we extend this approach to more realistic network scenarios, and more closely connect it with metrics used in power engineering practice. In particular, our analysis covers networks with generators of heterogeneous ratings and richer dynamic models of machines. Under a suitable proportionality assumption in the parameters, we show that the step response of bus frequencies can be decomposed in two components. The first component is a system-wide frequency that captures the aggregate grid behavior, and the residual component represents the individual bus frequency deviations from the aggregate. Using this decomposition, we define --and compute in closed form-- several metrics that capture dynamic behaviors that are of relevance for power engineers. In particular, using the system frequency, we define industry-style metrics (Nadir, RoCoF) that are evaluated through a representative machine. We further use the norm of the residual component to define a synchronization cost that can appropriately quantify inter-area oscillations. Finally, we employ robustness analysis tools to evaluate deviations from our proportionality assumption. We show that the system frequency still captures the grid steady-state deviation, and becomes an accurate reduced-order model of the grid as the network connectivity grows. Simulation studies with practically relevant data are included to validate the theory and further illustrate the impact of network structure and parameters on synchronization. Our analysis gives conclusions of practical interest, sometimes challenging the conventional wisdom in the field.},
  author = {Paganini, Fernando and Mallada, Enrique},
  doi = {10.1109/TAC.2019.2942536},
  grants = {CPS-1544771, AMPS-1736448, EPCN-1711188, CAREER-1752362, ENERGISE-DE-EE0008006},
  journal = {IEEE Transactions on Automatic Control},
  month = {7},
  number = {7},
  pages = {3007-3022},
  title = {Global analysis of synchronization performance for power systems: bridging the theory-practice gap},
  url = {https://mallada.ece.jhu.edu/pubs/2020-TAC-PM.pdf},
  volume = {67},
  year = {2020}
}

[2]

A widely embraced approach to mitigate the dynamic degradation in low-inertia power systems is to mimic generation response using grid-connected inverters to restore the grid’s stiffness. In this paper, we seek to challenge this approach and advocate for a principled design based on a systematic analysis of the performance trade-offs of inverterbased frequency control. With this aim, we perform a qualitative and quantitative study comparing the effect of conventional control strategies –droop control (DC) and virtual inertia (VI)– on several performance metrics induced by L2 and L∞ signal norms. By extending a recently proposed modal decomposition method, we capture the effect of step and stochastic power disturbances, and frequency measurement noise, on the overall transient and steady-state behavior of the system. Our analysis unveils several limitations of these solutions, such as the inability of DC to improve dynamic frequency response without increasing steady-state control effort, or the large frequency variance that VI introduces in the presence of measurement noise. We further propose a novel dynam-i-c Droop controller (iDroop) that overcomes the limitations of DC and VI. More precisely, we show that iDroop can be tuned to achieve high noise rejection, fast system-wide synchronization, or frequency overshoot (Nadir) elimination without affecting the steady-state control effort share, and propose a tuning recommendation that strikes a balance among these objectives. Extensive numerical experimentation shows that the proposed tuning is effective even when our proportionality assumptions are not valid, and that the particular tuning used for Nadir elimination strikes a good trade-off among various performance metrics.

@article{jpm2021tac,
  abstract = {A widely embraced approach to mitigate the dynamic degradation in low-inertia power systems is to mimic generation response using grid-connected inverters to restore
the grid's stiffness. In this paper, we seek to challenge this approach and advocate for a principled design based on a systematic analysis of the performance trade-offs of inverterbased frequency control. With this aim, we perform a qualitative
and quantitative study comparing the effect of conventional
control strategies --droop control (DC) and virtual inertia (VI)--
on several performance metrics induced by L2 and L∞ signal
norms. By extending a recently proposed modal decomposition
method, we capture the effect of step and stochastic power
disturbances, and frequency measurement noise, on the overall
transient and steady-state behavior of the system. Our analysis
unveils several limitations of these solutions, such as the inability of DC to improve dynamic frequency response without
increasing steady-state control effort, or the large frequency
variance that VI introduces in the presence of measurement
noise. We further propose a novel dynam-i-c Droop controller
(iDroop) that overcomes the limitations of DC and VI. More
precisely, we show that iDroop can be tuned to achieve high
noise rejection, fast system-wide synchronization, or frequency
overshoot (Nadir) elimination without affecting the steady-state
control effort share, and propose a tuning recommendation that
strikes a balance among these objectives. Extensive numerical
experimentation shows that the proposed tuning is effective even
when our proportionality assumptions are not valid, and that
the particular tuning used for Nadir elimination strikes a good
trade-off among various performance metrics.},
  author = {Jiang, Yan and Pates, Richard and Mallada, Enrique},
  doi = {10.1109/TAC.2020.3034198},
  grants = {ENERGISE-DE-EE0008006, EPCN-1711188,AMPS-1736448, CPS-1544771, CAREER-1752362, AMPS-1736448, ARO-W911NF-17-1-0092},
  journal = {IEEE Transactions on Automatic Control},
  month = {8},
  number = {8},
  pages = {3518-3533},
  record = {available online Nov. 2020, accepted Aug. 2020, revised Mar. 2020, submitted Aug. 2019},
  title = {Dynamic Droop Control in Low Inertia Power Systems},
  url = {https://mallada.ece.jhu.edu/pubs/2021-TAC-JPM.pdf},
  volume = {66},
  year = {2021}
}

[3]

With the decrease in system inertia, frequency security becomes an issue for power systems around the world. Energy storage systems (ESS), due to their excellent ramping capabilities, are considered as a natural choice for the improvement of frequency response following major contingencies. In this manuscript, we propose a new strategy for energy storage — frequency shaping control — that allows to completely eliminate the frequency Nadir, one of the main issue in frequency security, and at the same time tune the rate of change of frequency (RoCoF) to a desired value. With Nadir eliminated, the frequency security assessment can be performed via simple algebraic calculations, as opposed to dynamic simulations for conventional control strategies. Moreover, our proposed control is also very efficient in terms of the requirements on storage peak power, requiring up to 40% less power than conventional virtual inertia approach for the same performance.

@article{jcvm2021tps,
  abstract = {With the decrease in system inertia, frequency security becomes an issue for power systems around the world. Energy storage systems (ESS), due to their excellent ramping capabilities, are considered as a natural choice for the improvement of frequency response following major contingencies. In this manuscript, we propose a new strategy for energy storage -- frequency shaping control -- that allows to completely eliminate the frequency Nadir, one of the main issue in frequency security, and at the same time tune the rate of change of frequency (RoCoF) to a desired value. With Nadir eliminated, the frequency security assessment can be performed via simple algebraic calculations, as opposed to dynamic simulations for conventional control strategies. Moreover, our proposed control is also very efficient in terms of the requirements on storage peak power, requiring up to 40% less power than conventional virtual inertia approach for the same performance.},
  author = {Jiang, Yan and Cohn, Eliza and Vorobev, Petr and Mallada, Enrique},
  doi = {10.1109/TPWRS.2021.3072833},
  grants = {CAREER-1752362;CPS-2136324},
  journal = {IEEE Transactions on Power Systems},
  month = {11},
  number = {6},
  pages = {5006-5019},
  record = {early access Apr 2021, accepted Mar 2021, revised Oct 2020, submitted May 2020},
  title = {Storage-Based Frequency Shaping Control},
  url = {https://mallada.ece.jhu.edu/pubs/2021-TPS-JCVM.pdf},
  volume = {36},
  year = {2021}
}

Co-Chair of CISS 19

Sep '23Mar '19 by Hancheng Min

I am the Co-Chair of Conference on Information, Sciences and Systems 2019 held in Baltimore, MD, U.S.