1 paper accepted to ENERGIES

Our paper on optimal coordination of Distributed Energy Resources [1] has been accepted to Energies!

[1] [doi] M. Almassalkhi, S. Brahma, N. Nazir, H. Ossareh, P. Racherla, S. Kundu, S. P. Nandanoori, T. Ramachandran, A. Singhal, D. Gayme, C. Ji, E. Mallada, Y. Shen, P. You, and D. Anand, “Hierarchical, Grid-Aware, and Economically Optimal Coordination of Distributed Energy Resources in Realistic Distribution Systems,” Energies, vol. 13, iss. 23, pp. 1-35, 2020.
[Bibtex] [Abstract] [Download PDF]

Forward-looking renewable portfolio standards will lead to extreme levels of variable solar PV in electric distribution systems, which makes reliability more challenging to maintain for distribution system operators (DSOs). Distributed energy resources (DERs), including smart, connected appliances and PV inverters, represent responsive grid resources that can provide flexibility to support the DSO in actively managing their networks to facilitate reliability under extreme levels of solar PV. This flexibility can also be used to optimize system operations with respect to economic signals from wholesale energy and ancillary service markets. Here, we present a novel hierarchical scheme that actively controls behind-the-meter DERs to reliablymanage each unbalanced distribution feeder and exploits the available flexibility to ensure reliable operation and economically optimize the entire distribution network. Each layer of the scheme employs advanced optimization methods at different timescales to ensure that the system operates within both grid and device limits. The hierarchy is validated in a large-scale realistic simulation based on data from the industry. Simulation results show that coordination of flexibility improves both system reliability and economics, and enables greater penetration of solar PV. Discussion is also provided on the practical viability of the required communications and controls to implement the presented scheme within a large DSO.

@article{abetal2020energies,
  abstract = {Forward-looking renewable portfolio standards will lead to extreme levels of variable solar PV in electric distribution systems, which makes reliability more challenging to maintain for distribution system operators (DSOs). Distributed energy resources (DERs), including smart, connected appliances and PV inverters, represent responsive grid resources that can provide flexibility to support the DSO in actively managing their networks to facilitate reliability under extreme levels of solar PV. This flexibility can also be used to optimize system operations with respect to economic signals from wholesale energy and ancillary service markets. Here, we present a novel hierarchical scheme that actively controls behind-the-meter DERs to reliablymanage each unbalanced distribution feeder and exploits the available flexibility to ensure reliable operation and economically optimize the entire distribution network. Each layer of the scheme employs advanced optimization methods at different timescales to ensure that the system operates within both grid and device limits. The hierarchy is validated in a large-scale realistic simulation based on data from the industry. Simulation results show that coordination of flexibility improves both system reliability and economics, and enables greater penetration of solar PV. Discussion is also provided on the practical viability of the required communications and controls to implement the presented scheme within a large DSO.},
  author = {Almassalkhi, Mads and Brahma, Sarnaduti and Nazir, Nawaf and Ossareh, Hamid and Racherla, Pavan and Kundu, Soumya and Nandanoori, Sai P. and Ramachandran, Thiagarajan and Singhal, Ankit and Gayme, Dennice and Ji, Chengda and Mallada, Enrique and Shen, Yue and You, Pengcheng and Anand, Dhananjay},
  doi = {10.3390/en13236399},
  grants = {CAREER-1752362,EPCN-1711188,AMPS-1736448,TRIPODS-1934979},
  journal = {Energies},
  month = {12},
  number = {23},
  pages = {1-35},
  title = {Hierarchical, Grid-Aware, and Economically Optimal Coordination of Distributed Energy Resources in Realistic Distribution Systems},
  url = {https://mallada.ece.jhu.edu/pubs/2020-ENERGIES-ABetal.pdf},
  volume = {13},
  year = {2020}
}

1 paper accepted to TAC

Our paper on linear-convex optimal steady-state control [1] has been accepted to IEEE Transactions on Automatic Control!

[1] [doi] L. S. P. Lawrence, J. W. Simpson-Porco, and E. Mallada, “Linear-Convex Optimal Steady-State Control,” IEEE Transactions on Automatic Control, pp. 5377-5385, 2021.
[Bibtex] [Abstract] [Download PDF]

We consider the problem of designing a feedback controller for a multivariable nonlinear system that regulates an arbitrary subset of the system states and inputs to the solution of a constrained optimization problem, despite parametric modelling uncertainty and time-varying exogenous disturbances; we term this the optimal steady-state (OSS) control problem. We derive necessary and sufficient conditions for the existence of an OSS controller by formulating the OSS control problem as an output regulation problem wherein the regulation error is unmeasurable. We introduce the notion of an optimality model, and show that the existence of an optimality model is sufficient to reduce the OSS control problem to an output regulation problem with measurable error. This yields a design framework for OSS control that unifies and extends many existing designs in the literature. We present a complete and constructive solution of the OSS control problem for the case where the plant is linear time-invariant with structured parametric uncertainty, and disturbances are constant in time. We illustrate these results via an application to optimal frequency control of power networks, and show that our design procedure recovers several frequency controllers from the recent literature.

@article{lsm2020tac,
  abstract = {We consider the problem of designing a feedback controller for a multivariable nonlinear system that regulates an arbitrary subset of the system states and inputs to the solution of a constrained optimization problem, despite parametric modelling uncertainty and time-varying exogenous disturbances; we term this the optimal steady-state (OSS) control problem. We derive necessary and sufficient conditions for the existence of an OSS controller by formulating the OSS control problem as an output regulation problem wherein the regulation error is unmeasurable. We introduce the notion of an optimality model, and show that the existence of an optimality model is sufficient to reduce the OSS control problem to an output regulation  problem with measurable error. This yields a design framework for OSS control that unifies and extends many existing designs in the literature. We present a complete and constructive solution of the OSS control problem for the case where the plant is linear time-invariant with structured parametric uncertainty, and disturbances are constant in time. We illustrate these results via an application to optimal frequency control of power networks, and show that our design procedure recovers several frequency controllers from the recent literature.},
  author = {Lawrence, Liam S. P. and Simpson-Porco, John W. and Mallada, Enrique},
  doi = {10.1109/TAC.2020.3044275},
  grants = {CAREER-1752362;TRIPODS-1934979;CPS-2136324},
  journal = {IEEE Transactions on Automatic Control},
  month = {11},
  pages = {5377-5385},
  record = {early access Dec 2020, accepted Nov 2020, conditionally accepted Aug. 2020, 2nd revision May 2020, revised Sept 2019, submitted Oct. 2018},
  title = {Linear-Convex Optimal Steady-State Control},
  url = {https://mallada.ece.jhu.edu/pubs/2020-TAC-LSM.pdf},
  year = {2021}
}

2 papers accepted to L-CSS

Our papers on grid-forming frequency shaping control [1] and on reduced order model for coherent generators [2] have been accepted to the IEEE Control Systems Letters (L-CSS)!

[1] [doi] Y. Jiang, A. Bernstein, P. Vorobev, and E. Mallada, “Grid-forming frequency shaping control in low inertia power systems,” IEEE Control Systems Letters (L-CSS), vol. 5, iss. 6, pp. 1988-1993, 2021.
[Bibtex] [Abstract] [Download PDF]

We introduce a novel framework to approximate the aggregate frequency dynamics of coherent synchronous generators. By leveraging recent results on dynamics concentration of tightly connected networks, we develop a hierarchy of reduced order models –based on frequency weighted balanced truncation– that accurately approximate the aggregate system response. Our results outperform existing aggregation techniques and can be shown to monotonically improve the approximation as the hierarchy order increases.

@article{jbvm2021lcss,
  abstract = {We introduce a novel framework to approximate the aggregate frequency dynamics of coherent synchronous generators. By leveraging recent results on dynamics concentration of tightly connected networks, we develop a hierarchy of reduced order models --based on frequency weighted balanced truncation-- that accurately approximate the aggregate system response. Our results outperform existing aggregation techniques and can be shown to monotonically improve the approximation as the hierarchy order increases.},
  author = {Jiang, Yan and Bernstein, Andrey and Vorobev, Petr and Mallada, Enrique},
  doi = {10.1109/LCSYS.2020.3044551},
  grants = {CAREER-1752362, AMPS-1736448, TRIPODS-1934979, EPCN-1711188, CPS-2136324},
  journal = {IEEE Control Systems Letters (L-CSS)},
  month = {12},
  note = {also in ACC 2021},
  number = {6},
  pages = {1988-1993},
  record = {early access Dec 2020, accepted Nov 2020, revised Nov 2020, submitted Sep 2020},
  title = {Grid-forming frequency shaping control in low inertia power systems},
  url = {https://mallada.ece.jhu.edu/pubs/2021-LCSS-JBVM.pdf},
  volume = {5},
  year = {2021}
}
[2] [doi] H. Min, F. Paganini, and E. Mallada, “Accurate Reduced Order Models for Coherent Heterogeneous Generators,” IEEE Control Systems Letters (L-CSS), vol. 5, iss. 5, pp. 1741-1746, 2021.
[Bibtex] [Abstract] [Download PDF]

We introduce a novel framework to approximate the aggregate frequency dynamics of coherent synchronous generators. By leveraging recent results on dynamics concentration of tightly connected networks, we develop a hierarchy of reduced order models –based on frequency weighted balanced truncation– that accurately approximate the aggregate system response. Our results outperform existing aggregation techniques and can be shown to monotonically improve the approximation as the hierarchy order increases.

@article{mpm2021lcss,
  abstract = {We introduce a novel framework to approximate the aggregate frequency dynamics of coherent synchronous generators. By leveraging recent results on dynamics concentration of tightly connected networks, we develop a hierarchy of reduced order models --based on frequency weighted balanced truncation-- that accurately approximate the aggregate system response. Our results outperform existing aggregation techniques and can be shown to monotonically improve the approximation as the hierarchy order increases.},
  author = {Min, Hancheng and Paganini, Fernando and Mallada, Enrique},
  doi = {10.1109/LCSYS.2020.3043733},
  grants = {CAREER-1752362, CPS-1544771, ENERGISE-DE-EE0008006, AMPS-1736448, TRIPODS-1934979, EPCN-1711188, ARO-W911NF-17-1-0092},
  journal = {IEEE Control Systems Letters (L-CSS)},
  month = {11},
  note = {also in ACC 2021},
  number = {5},
  pages = {1741-1746},
  record = {early accesss Nov 2020, accepted Nov 2020, revised Nov 2020, submitted Sep 2020},
  title = {Accurate Reduced Order Models for Coherent Heterogeneous Generators},
  url = {https://mallada.ece.jhu.edu/pubs/2021-LCSS-MPM.pdf},
  volume = {5},
  year = {2021}
}

1 paper accepted to TAC

Our paper on Dynamic Droop Control in Low-inertia Power Systems [1] has been accepted to IEEE Transactions on Automatic Control!

[1] [doi] Y. Jiang, R. Pates, and E. Mallada, “Dynamic Droop Control in Low Inertia Power Systems,” IEEE Transactions on Automatic Control, vol. 66, iss. 8, pp. 3518-3533, 2021.
[Bibtex] [Abstract] [Download PDF]

A widely embraced approach to mitigate the dynamic degradation in low-inertia power systems is to mimic generation response using grid-connected inverters to restore the grid’s stiffness. In this paper, we seek to challenge this approach and advocate for a principled design based on a systematic analysis of the performance trade-offs of inverterbased frequency control. With this aim, we perform a qualitative and quantitative study comparing the effect of conventional control strategies –droop control (DC) and virtual inertia (VI)– on several performance metrics induced by L2 and L∞ signal norms. By extending a recently proposed modal decomposition method, we capture the effect of step and stochastic power disturbances, and frequency measurement noise, on the overall transient and steady-state behavior of the system. Our analysis unveils several limitations of these solutions, such as the inability of DC to improve dynamic frequency response without increasing steady-state control effort, or the large frequency variance that VI introduces in the presence of measurement noise. We further propose a novel dynam-i-c Droop controller (iDroop) that overcomes the limitations of DC and VI. More precisely, we show that iDroop can be tuned to achieve high noise rejection, fast system-wide synchronization, or frequency overshoot (Nadir) elimination without affecting the steady-state control effort share, and propose a tuning recommendation that strikes a balance among these objectives. Extensive numerical experimentation shows that the proposed tuning is effective even when our proportionality assumptions are not valid, and that the particular tuning used for Nadir elimination strikes a good trade-off among various performance metrics.

@article{jpm2021tac,
  abstract = {A widely embraced approach to mitigate the dynamic degradation in low-inertia power systems is to mimic generation response using grid-connected inverters to restore
the grid's stiffness. In this paper, we seek to challenge this approach and advocate for a principled design based on a systematic analysis of the performance trade-offs of inverterbased frequency control. With this aim, we perform a qualitative
and quantitative study comparing the effect of conventional
control strategies --droop control (DC) and virtual inertia (VI)--
on several performance metrics induced by L2 and L∞ signal
norms. By extending a recently proposed modal decomposition
method, we capture the effect of step and stochastic power
disturbances, and frequency measurement noise, on the overall
transient and steady-state behavior of the system. Our analysis
unveils several limitations of these solutions, such as the inability of DC to improve dynamic frequency response without
increasing steady-state control effort, or the large frequency
variance that VI introduces in the presence of measurement
noise. We further propose a novel dynam-i-c Droop controller
(iDroop) that overcomes the limitations of DC and VI. More
precisely, we show that iDroop can be tuned to achieve high
noise rejection, fast system-wide synchronization, or frequency
overshoot (Nadir) elimination without affecting the steady-state
control effort share, and propose a tuning recommendation that
strikes a balance among these objectives. Extensive numerical
experimentation shows that the proposed tuning is effective even
when our proportionality assumptions are not valid, and that
the particular tuning used for Nadir elimination strikes a good
trade-off among various performance metrics.},
  author = {Jiang, Yan and Pates, Richard and Mallada, Enrique},
  doi = {10.1109/TAC.2020.3034198},
  grants = {ENERGISE-DE-EE0008006, EPCN-1711188,AMPS-1736448, CPS-1544771, CAREER-1752362, AMPS-1736448, ARO-W911NF-17-1-0092},
  journal = {IEEE Transactions on Automatic Control},
  month = {8},
  number = {8},
  pages = {3518-3533},
  record = {available online Nov. 2020, accepted Aug. 2020, revised Mar. 2020, submitted Aug. 2019},
  title = {Dynamic Droop Control in Low Inertia Power Systems},
  url = {https://mallada.ece.jhu.edu/pubs/2021-TAC-JPM.pdf},
  volume = {66},
  year = {2021}
}

Seminar @ Oxford Univerisity

I gave a talk on “Embracing Low Inertia in Power System Frequency Control: A Dynamic Droop Approach” at Oxford Univerisity (Host: Antonis Papachristodoulou). Related publications include [1, 2, 3]

[1] [doi] F. Paganini and E. Mallada, “Global analysis of synchronization performance for power systems: bridging the theory-practice gap,” IEEE Transactions on Automatic Control, vol. 67, iss. 7, pp. 3007-3022, 2020.
[Bibtex] [Abstract] [Download PDF]

The issue of synchronization in the power grid is receiving renewed attention, as new energy sources with different dynamics enter the picture. Global metrics have been proposed to evaluate performance, and analyzed under highly simplified assumptions. In this paper we extend this approach to more realistic network scenarios, and more closely connect it with metrics used in power engineering practice. In particular, our analysis covers networks with generators of heterogeneous ratings and richer dynamic models of machines. Under a suitable proportionality assumption in the parameters, we show that the step response of bus frequencies can be decomposed in two components. The first component is a system-wide frequency that captures the aggregate grid behavior, and the residual component represents the individual bus frequency deviations from the aggregate. Using this decomposition, we define –and compute in closed form– several metrics that capture dynamic behaviors that are of relevance for power engineers. In particular, using the system frequency, we define industry-style metrics (Nadir, RoCoF) that are evaluated through a representative machine. We further use the norm of the residual component to define a synchronization cost that can appropriately quantify inter-area oscillations. Finally, we employ robustness analysis tools to evaluate deviations from our proportionality assumption. We show that the system frequency still captures the grid steady-state deviation, and becomes an accurate reduced-order model of the grid as the network connectivity grows. Simulation studies with practically relevant data are included to validate the theory and further illustrate the impact of network structure and parameters on synchronization. Our analysis gives conclusions of practical interest, sometimes challenging the conventional wisdom in the field.

@article{pm2020tac,
  abstract = {The issue of synchronization in the power grid is receiving renewed attention, as new energy sources with different dynamics enter the picture. Global metrics have been proposed to evaluate performance, and analyzed under highly simplified assumptions. In this paper we extend this approach to more realistic network scenarios, and more closely connect it with metrics used in power engineering practice. In particular, our analysis covers networks with generators of heterogeneous ratings and richer dynamic models of machines. Under a suitable proportionality assumption in the parameters, we show that the step response of bus frequencies can be decomposed in two components. The first component is a system-wide frequency that captures the aggregate grid behavior, and the residual component represents the individual bus frequency deviations from the aggregate. Using this decomposition, we define --and compute in closed form-- several metrics that capture dynamic behaviors that are of relevance for power engineers. In particular, using the system frequency, we define industry-style metrics (Nadir, RoCoF) that are evaluated through a representative machine. We further use the norm of the residual component to define a synchronization cost that can appropriately quantify inter-area oscillations. Finally, we employ robustness analysis tools to evaluate deviations from our proportionality assumption. We show that the system frequency still captures the grid steady-state deviation, and becomes an accurate reduced-order model of the grid as the network connectivity grows. Simulation studies with practically relevant data are included to validate the theory and further illustrate the impact of network structure and parameters on synchronization. Our analysis gives conclusions of practical interest, sometimes challenging the conventional wisdom in the field.},
  author = {Paganini, Fernando and Mallada, Enrique},
  doi = {10.1109/TAC.2019.2942536},
  grants = {CPS-1544771, AMPS-1736448, EPCN-1711188, CAREER-1752362, ENERGISE-DE-EE0008006},
  journal = {IEEE Transactions on Automatic Control},
  month = {7},
  number = {7},
  pages = {3007-3022},
  title = {Global analysis of synchronization performance for power systems: bridging the theory-practice gap},
  url = {https://mallada.ece.jhu.edu/pubs/2020-TAC-PM.pdf},
  volume = {67},
  year = {2020}
}
[2] [doi] Y. Jiang, R. Pates, and E. Mallada, “Dynamic Droop Control in Low Inertia Power Systems,” IEEE Transactions on Automatic Control, vol. 66, iss. 8, pp. 3518-3533, 2021.
[Bibtex] [Abstract] [Download PDF]

A widely embraced approach to mitigate the dynamic degradation in low-inertia power systems is to mimic generation response using grid-connected inverters to restore the grid’s stiffness. In this paper, we seek to challenge this approach and advocate for a principled design based on a systematic analysis of the performance trade-offs of inverterbased frequency control. With this aim, we perform a qualitative and quantitative study comparing the effect of conventional control strategies –droop control (DC) and virtual inertia (VI)– on several performance metrics induced by L2 and L∞ signal norms. By extending a recently proposed modal decomposition method, we capture the effect of step and stochastic power disturbances, and frequency measurement noise, on the overall transient and steady-state behavior of the system. Our analysis unveils several limitations of these solutions, such as the inability of DC to improve dynamic frequency response without increasing steady-state control effort, or the large frequency variance that VI introduces in the presence of measurement noise. We further propose a novel dynam-i-c Droop controller (iDroop) that overcomes the limitations of DC and VI. More precisely, we show that iDroop can be tuned to achieve high noise rejection, fast system-wide synchronization, or frequency overshoot (Nadir) elimination without affecting the steady-state control effort share, and propose a tuning recommendation that strikes a balance among these objectives. Extensive numerical experimentation shows that the proposed tuning is effective even when our proportionality assumptions are not valid, and that the particular tuning used for Nadir elimination strikes a good trade-off among various performance metrics.

@article{jpm2021tac,
  abstract = {A widely embraced approach to mitigate the dynamic degradation in low-inertia power systems is to mimic generation response using grid-connected inverters to restore
the grid's stiffness. In this paper, we seek to challenge this approach and advocate for a principled design based on a systematic analysis of the performance trade-offs of inverterbased frequency control. With this aim, we perform a qualitative
and quantitative study comparing the effect of conventional
control strategies --droop control (DC) and virtual inertia (VI)--
on several performance metrics induced by L2 and L∞ signal
norms. By extending a recently proposed modal decomposition
method, we capture the effect of step and stochastic power
disturbances, and frequency measurement noise, on the overall
transient and steady-state behavior of the system. Our analysis
unveils several limitations of these solutions, such as the inability of DC to improve dynamic frequency response without
increasing steady-state control effort, or the large frequency
variance that VI introduces in the presence of measurement
noise. We further propose a novel dynam-i-c Droop controller
(iDroop) that overcomes the limitations of DC and VI. More
precisely, we show that iDroop can be tuned to achieve high
noise rejection, fast system-wide synchronization, or frequency
overshoot (Nadir) elimination without affecting the steady-state
control effort share, and propose a tuning recommendation that
strikes a balance among these objectives. Extensive numerical
experimentation shows that the proposed tuning is effective even
when our proportionality assumptions are not valid, and that
the particular tuning used for Nadir elimination strikes a good
trade-off among various performance metrics.},
  author = {Jiang, Yan and Pates, Richard and Mallada, Enrique},
  doi = {10.1109/TAC.2020.3034198},
  grants = {ENERGISE-DE-EE0008006, EPCN-1711188,AMPS-1736448, CPS-1544771, CAREER-1752362, AMPS-1736448, ARO-W911NF-17-1-0092},
  journal = {IEEE Transactions on Automatic Control},
  month = {8},
  number = {8},
  pages = {3518-3533},
  record = {available online Nov. 2020, accepted Aug. 2020, revised Mar. 2020, submitted Aug. 2019},
  title = {Dynamic Droop Control in Low Inertia Power Systems},
  url = {https://mallada.ece.jhu.edu/pubs/2021-TAC-JPM.pdf},
  volume = {66},
  year = {2021}
}
[3] [doi] Y. Jiang, E. Cohn, P. Vorobev, and E. Mallada, “Storage-Based Frequency Shaping Control,” IEEE Transactions on Power Systems, vol. 36, iss. 6, pp. 5006-5019, 2021.
[Bibtex] [Abstract] [Download PDF]

With the decrease in system inertia, frequency security becomes an issue for power systems around the world. Energy storage systems (ESS), due to their excellent ramping capabilities, are considered as a natural choice for the improvement of frequency response following major contingencies. In this manuscript, we propose a new strategy for energy storage — frequency shaping control — that allows to completely eliminate the frequency Nadir, one of the main issue in frequency security, and at the same time tune the rate of change of frequency (RoCoF) to a desired value. With Nadir eliminated, the frequency security assessment can be performed via simple algebraic calculations, as opposed to dynamic simulations for conventional control strategies. Moreover, our proposed control is also very efficient in terms of the requirements on storage peak power, requiring up to 40% less power than conventional virtual inertia approach for the same performance.

@article{jcvm2021tps,
  abstract = {With the decrease in system inertia, frequency security becomes an issue for power systems around the world. Energy storage systems (ESS), due to their excellent ramping capabilities, are considered as a natural choice for the improvement of frequency response following major contingencies. In this manuscript, we propose a new strategy for energy storage -- frequency shaping control -- that allows to completely eliminate the frequency Nadir, one of the main issue in frequency security, and at the same time tune the rate of change of frequency (RoCoF) to a desired value. With Nadir eliminated, the frequency security assessment can be performed via simple algebraic calculations, as opposed to dynamic simulations for conventional control strategies. Moreover, our proposed control is also very efficient in terms of the requirements on storage peak power, requiring up to 40% less power than conventional virtual inertia approach for the same performance.},
  author = {Jiang, Yan and Cohn, Eliza and Vorobev, Petr and Mallada, Enrique},
  doi = {10.1109/TPWRS.2021.3072833},
  grants = {CAREER-1752362;CPS-2136324},
  journal = {IEEE Transactions on Power Systems},
  month = {11},
  number = {6},
  pages = {5006-5019},
  record = {early access Apr 2021, accepted Mar 2021, revised Oct 2020, submitted May 2020},
  title = {Storage-Based Frequency Shaping Control},
  url = {https://mallada.ece.jhu.edu/pubs/2021-TPS-JCVM.pdf},
  volume = {36},
  year = {2021}
}